Professional Continuing Education

American College, Bryn Mawr, PA
Currently enrolled in Chartered Financial Consultant Curriculum (ChFC)
Courses Completed:
HS 328 Investments 2003
HS 326 Planning for Retirement Needs 2003
HS 322 Financial Systems in the Economy 2003
HS 318 Insurance & Financial Planning 2000
HS 321 Income Taxation 2000

AIG / AGSI, Houston, TX
Annual completion of FINRA compliance training (Series 7) (2007)
Courses completed:
NASD Regulatory Element Training 2005
NASD Annual Compliance Meeting 2005
NASD Regulatory Element Training 2004
Anti-Money Laundering Update 2004
Breakpoints (Mutual Funds) 2004
Customer Identification Procedures 2004
Customer Communication II - Series 7 2004
NASD Annual Compliance Meeting 2003
Preventing & Detecting Money Laundering 2003
Customer Communications 2003
Market Conduct 2003
Preventing & Detecting Mondey Laundering 2002
Mutual Funds (Advanced) 2002
Act 529 Plans & Other College Savings 2002
NASD S101 Regulatory Element 2001
Mutual Fund Switching/ 1035 Exchanges 2001
Variable Annuity Sales Practices 2001
Regulatory Compliance/Sales Standards 2001
Communications with the Public 2001